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The CFA Institute Code of Ethics and Standards of Professional Conduct Code and Standards are fundamental to the values of CFA Institute and essential to achieving its mission to lead the investment profession globally by setting high standards of education, integrity, and pro- fessional excellence. The CFA Institute Code of Ethics and Standards of Professional Conduct are fundamental to the values of CFA Institute and essential to achieving its mission to lead the investment profession globally by setting high standards of education, integrity, and professional excel Preamble. The CFA Institute Code of Ethics and Standards of Professional Conduct Code and Standardsare fundamental to the values of CFA Institute and essential to achieving its mission to lead the investment profession globally by setting high standards of education,integrity,and pro- fessional excellence.High ethical standards are critical to maintaining the public 's trust in financial. The CFA Institute Centre also develops, promulgates, and maintains guidelines encouraging the highest ethical standards for the global investment community through standards such as the CFA Institute Code of Ethics and Standards of Professional Conduct. -1 The CFA Institute Centre for Financial Market Integrity is part of CFA Institute.

to investors and other end users remains of high quality. The CFA Institute Centre also develops, promulgates, and maintains guidelines encouraging the highest ethical standards for the global investment community through works such as the CFA Institute Code of Ethics and Standards of Professional Conduct. General Comments. Whereas the CFA Institute Code of Ethics and Standards of Professional Conduct address individual conduct, this Code is meant to apply, on a global basis, to firms that manage client assets as separate accounts or pooled funds including collective investment schemes, mutual funds, and fund of funds. Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct. Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct. Standard IA: Knowledge of the Law. Standard IB: Independence and Objectivity. Standard IC: Misrepresentation. Question 22 of 23 Question ID: 412281 In dealing with the public and others, the CFA Institute Code of Ethics indicates that CFA Institute members will act with: ᅞ A confidence, knowledge, and high ethical standards. ᅞ B honesty, professionalism, and goodwill. ᅚ C integrity, competence, and respect. CFA CODE OF ETHICS 1. Act with integrity, competence, diligence 2. Place the integrity of the profession and the interests of clients above your own interests 3. Exercise reasonable care & professional judgment 4. Demonstrate ethical practice & professionalism 5. Promote capital market integrity 6. Maintain & improve professional competence.

CFA Institute Code of Ethics. A printable copy of the CFA Institute Code of Ethics that can be used a visual reminder of a CFA ® charterholders commitment to uphold the highest standards of ethics and professionalism. A4 and US letter. CFA level 1 Ethics Summarized: Each ethical standard is devoted to a separate area of expertise. Standard III describes Duties to Clients. Its sub-sections deal with: A Loyalty, Prudence, and Care, B Fair Dealing, C Suitability, D Performance Presentation, and E Preservation of Confidentiality.

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